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Stability and Evolution of Gravity-Driven Flow in Porous Media Applied to Hydrological and Ecological Problems

G.J.M. Pieters

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Convection of saline groundwater below an evaporating salt lake

Salt lakes occur in arid and semiarid environments throughout the world. They represent terminal discharge zones where evaporation of groundwater and surface water has resulted in the accumulation of salts at the land surface, see Figure A. The dynamical processes controlling the subsurface distribution of salts and their subsequent effects on the downward convection have received relatively little attention. These processes are central to our understanding the role of groundwater convection beneath saline lakes, the formation of evaporites, and the effects of climate on groundwater dynamics.

 

Figure A: Pictures of salt lakes: (left) salt lakes in the Simpson desert (Australia); (right) Lake Eyre (Australia).


Evaporation of groundwater containing dissolved salts at a ''dry'' groundwater discharge surface readily causes a saline buildup until saturation occurs, followed by precipitation of salt. Generally, salt diffusion-dispersion rates are low relative to transport of salt by fluid flow (Wooding et al. (1997a,b)). Consequently, the zone of high salinity is limited initially to a thin layer adjacent to the surface, a boundary layer. The fluid density gradient is likely to be very steep and is potentially unstable in a gravitational sense. This is a situation in which convective fingering is very likely to occur. Convective fingering affects mixing processes (see next section) especially by extension of interfaces and requires detailed modelling, see Van Duijn et al. (2002,2001), Pieters (2001).

Figure B: (left) Unstable situation (Ra = 75). (right) Stable situation (Ra=10). The diffusion layer at the subsurface is perturbed with a small perturbation (5E-4). The calculations are carried out with a finite element package. Click on the images for the complete animation. After Pieters (2001).


The process described above is mathematically modelled using a scaled, coupled and nonlinear set of partial differential equations for the incompressible fluid including a convection-diffusion equation and Darcy's law (cf. Schotting (1998)):
  • Conservation of groundwater (continuity equation)

    $\displaystyle \phi \frac{\partial \rho}{\partial t} + \nabla \cdot (\rho\boldsymbol{\rm q}) = 0\;, \qquad (t,x,y,z) \in \mathbb{R}^+\times\Omega\;.$
  • Conservation of salt dissolved in groundwater (convection-diffusion equation)

    $\displaystyle \phi \frac{\d (\rho\omega)}{\d t} + \nabla \cdot(\rho\omega\bolds...
...\mathbb{D}\nabla\omega) = 0\;, \qquad (t,x,y,z) \in \mathbb{R}^+\times\Omega\;.$
  • Darcy's law with gravitation

    $\displaystyle \frac{\mu}{\kappa}\boldsymbol{\rm q} + \nabla p - \rho g \boldsym...
...m e}_z = \boldsymbol{\rm0}\;, \qquad (t,x,y,z) \in \mathbb{R}^+ \times\Omega\;.$
  • Equation of state
    $\displaystyle \rho = \rho_{\rm f}\; {\rm e}^{\alpha\omega}\;.$

It follows from linearised stability analysis of the equilibrium ground state (= pure conduction state) that there exists a lowerbound of the critical Rayleigh number for which the system is definitely (linearly) unstable. On the other hand, the energy method (see Staughan (1992), Nield & Bejan (1992)) predicts an upperbound of the Rayleigh number for which the system is definitely stable. The upperbound does not coincide with the lowerbound, i.e. there is a gap where subcritical instability can occur, see also Figure C. This discrepancy is well-known in the literature and is due to the non-normality of the linear evolution operator, see also Reddy & Henningson (1994,1993) and references therein. These subcritical instabilities, originating from transient growth of the linear operator, depend on both the (threshold) amplitude and spatial structure of the initial perturbations (see Pieters & van Duijn (2003)).

Figure C: Comparison of estimates involving the lowest eigenvalue Ra versus wave number a for the equilibrium boundary layer. Red curve corresponds to the method of linearised stability and the blue curve to the energy method. The dashed cyan curve depicts the maximum transient growth which is caused by the non-normal linear evolution operator. The wavenumber a provides information about the spatial form of the perturbations with respect to the horizontal plane.


References
Henningson, D.S., and S.R. Reddy, On the role of linear mechanisms in transition to turbulence, Phys. Fluids 6, 1396-1398 (1994).
Nield, D.A., and A. Bejan, Convection in Porous Media, 2nd ed., Springer-Verlag, New York (1992).
Pieters, G. J. M., C. J. van Duijn, Energy growth in linearly stable density-driven porous media flows. To appear. (2003)
Pieters, G.J.M., Stability analysis for a saline boundary layer formed by uniform upflow using finite elements, RANA01-07, Eindhoven University of Technology (2001).
Reddy, S.C., and D.S. Henningson, Energy growth in viscous channel flows, J. Fluid Mech. 252, 209-238 (1993).
Schotting, R.J., Mathematical Aspects of Salt Transport in Porous Media, Ph.D. thesis, Delft University of Technology (1998).
Straughan, B., The Energy Method, Stability and Nonlinear Convection, vol. 91 of Applied Mathematical Sciences, Springer-Verlag, New-York (1992).
Wooding, R.A., S.W. Tyler, and I. White, Convection in groundwater below an evaporating salt lake: 1. Onset of instability, Water Resour. Res. 33, 1199-1217 (1997a).
Wooding, R.A., S.W. Tyler, I. White, and P.A. Anderson, Convection in groundwater below an evaporating salt lake: 2. Evolution of fingers or plumes, Water Resour. Res. 33, 1219-1228 (1997b).
Van Duijn, C. J., G. J. M. Pieters, R. A. Wooding, and A. van der Ploeg, Stability criteria for the vertical boundary layer formed by throughflow near the surface of a porous medium, in: P. A. C. Raats, D. Smiles and A. W. Warrick (eds.), Environmental Mechanics - Water, Mass and Energy Transfer in the Biosphere - The Philip Volume, Geophysical Monograph 129, American Geophysical Union, Washington, DC, pp. 155-169 (2002).
Van Duijn, C.J., R.A. Wooding, G. J. M. Pieters, and A. van der Ploeg, Stability criteria for the boundary layer formed by throughflow at a horizontal surface of a porous medium, RANA01-12, Eindhoven University of Technology (2001).

Buoyancy-driven flow in a peat moss layer as a mechanism for solute transport

Fens and bogs are waterlogged habitats found extensively in Europe. Walking on a bog entails stepping on a "living carpet" of moss which floats on a slightly acidic material composed mostly of water held in by fragments of Sphagnum moss and peat. Bogs consist of two layers: a thin top layer, the acrotelm (Ingram (1978)), through which water can move quite rapidly, and a thick amorphous layer of peat called the catotelm (Ingram et al. (1974)). The living part of a bog depends for his nutrient supply on the input via rainwater or recycling of nutrients via the internal nutrients cycli (Rydin & Clymo (1989)). In this kind of systems nutrients are therefore very scarce. Every mechanism that increases the nutrient supply has a big influence on the growth of the bog. A small increase of nutrients can increase the sphagnum growth whether a slightly bigger increase can destroy the vulnerable system and replace the sphagnum with grasses. If water from deeper layers can reach the surface, the nitrogen availability can increase since the ammonium content of the soil water is higher in deeper layers. This upward movement of the water can be caused by capillary working of the sphagnum or by motion in the water column. This motion can be caused by temperature differences due to day and night cycli. If the peat surface temperature is lower than the temperature in deeper layers the water column may become instable since cold water is denser than warm water. For sufficient large temperature differences, convection cells may occur, see Figure D. For mathematical details on the stability analysis, see Pieters et al. (2003).


Figure D: Snapshot of a particle tracking simulated for Ra=100. The coloured dots represent nutrients ("particles"). The animation starts with a uniform particle distribution. Above image shows 4 counter-rotating convection cells. Click on the image for the complete animation. After several periods a more or less random mixing of the particles is reached. (download QuickTime) After Rappoldt et al. (2003).

The governing equations which describe this effect are nearly the same as the abovementioned ones. Now the "density times salt mass-fraction" in the convection-diffusion equation and in the Darcy law is replaced by the temperature and the boundary conditions are slightly modified: at the top we have a time-varying boundary condition for the temperature to mimic the day and night cycli and at the lower boundary we now have a homogeneous Neumann condition. These temperature cycli induces variation of water density, which in turn gives rise to convective flow. This is also supported by experimental observations carried out at the Department of Biology and Ecology of the University of Groningen (Rappoldt & Adema (2001)), and numerical experiments, see Figure E.

    

Figure E: (left) The relation between the system's Rayleigh number Ra and the time to the onset of buoyancy flow for a "block wave" temperature (solid lines) and and impulsive temperature (dashed line) for several layers (inset). Graphs are given for a thick layer (h=¥ ), h=2 (»16cm) and h=1 (»8cm) and for a thin layer h=0.5 (»4 cm). For h=2 the required Rayleigh number for instability is 17 (for a block wave). (right) The curves in this figure give the size of the least stable perturbations, which is the expected size of appearing cells, as function of the delay time. After Pieters et al. (2003).


For »1,400 weather stations at latitudes above +50° and altitudes below 1,000 m, we calculated the fraction of days in June and July with Ra above 100. A graph of this probability as function of latitude is depicted in Figure F. For coastal stations in Europe and Alaska, the probability is 10%, which implies that buoyancy flow will be rare. For many continental weather stations in Alaska, Canada, and Russia, however, summer Rayleigh numbers are above 100 at 30–60% of the days and above 140 at 20–40% of the days.


Figure F: The fraction of daily Rayleigh numbers in June and July above 100 as function of weather station latitude. Since the thermal expansion coefficient of water increases with temperature, the highest Rayleigh numbers occur in warm regions. Due to relatively large daily tempereature differences, however, northern continental stations still show a significant proportion of large Rayleigh numbers. The Rayleigh numbers (Eq. (3)) have been calculated from the daily maximum and minimum temperatures for 5625 weather stations in the public data of the NOAA (National Oceanic and Atmospheric administration, ftp.ncdc.noaa.gov/pub/data/globalsod). After Rappoldt et al. (2003).

References

Ingram, H. A. P., D. W. Rycroft, and D. J. A. Williams, Anomalous transmission of water through certain peats, J. Hydrol. 22, 213-218 (1974)

Ingram, H. A. P., Soil layers in mires: function and terminology, J. Soil Sci. 29, 224-227 (1978)
Pieters, G. J. M., C. Rappoldt, and C. J. van Duijn, Buoyancy driven flow in a peat moss layer: extensive version (2003)
Rappoldt, C., G. J. M. Pieters, E. Adema, G. J. Baaijens, A. P. Grootjans, and C. J. van Duijn, Buoyancy-driven flow in a peat moss layer as a mechanism for solute transport, Proc. Natl. Acad. Sci. USA 100(25), 14937-14942 (2003)
Rappoldt, C. and E. Adema, private communication (2001)
Rydin, H. and R. S. Clymo, Transport of carbon and phosphorus-compounds about Sphagnum, Proc. R. Soc. London Ser. B 237, 63-84 (1989)

The stability of steady flows in unsaturated soils

About 70 years ago, Lorenzo A. Richards consolidated the efforts of previous generations of soil physicists by formulating a general, macroscopic theory for movement of water in rigid, unsaturated soils (Richards (1931)). The theory of Richards can be formulated within the framework of the modern continuum theory of mixtures, provided that one recognizes from the outset the existence of the separate solid, liquid, and gaseous phases. Richards theory combines the balance of mass, expressed in the equation of continuity

(F denotes the volumetric flux) and of momentum, expressed in Darcy's law

Here q denotes the volumetric water content, Y the pressure head, and F the matric flux (Kirchhoff) potential. Further, k denotes the permeability and D(q) the diffusivity. The Richards equation describes movement of water in unsaturated, isothermal, rigid soils, with the air pressure everywhere and always at atmospheric pressure.

Observations of seemingly unstable flows raise the question whether these can be explained in the context of the standard theory or suggest that the theory be extended. The earliest studies focussed on the stability of the interface between two fluids, using either simple physical reasoning (Hill (1952), Tabuchi (1961)) or formal linear stability analysis (Saffman & Taylor (1958), Chuoke et al. (1959)). The latter used the surface tension of the interface between the two fluids as the damping mechanism. In the 1960s and 1970s there was a steadily growing awareness and interest in the stability of movement of water in unsaturated soils. Systematic study of the stability of the displacement of air by water during infiltration and redistribution in soils started in the early 1970s (Hill & Parlange (1972), Raats (1973), Parlange & Hill (1976), Philip (1975a,b)) and has been pursued ever since, theoretically as well as experimentally (see recent reviews of some aspects by de Rooij (2000), Parlange et al. (2002), and Hendrickx & Flury (2001)).

Raats (1973) reviewed early observations and presented some tentative explanations. He focussed on the infiltration process and extended the Green-Ampt approach pioneered by Tabuchi (1961) to discuss effects of soil crusts, vertical heterogeneity of hydraulic conductivity, air pressure build-up ahead of wetting front, hysteresis, and wettability. Generally unstable displacement of air by water arises if the pressure gradient is such that it opposes the advance of the wetting front, but less so as the front advances. Theoretical studies and observations in the laboratory and the field have shown that this may occur for infiltration at a rate less than the hydraulic conductivity at saturation, either due to limited supply of water or due to the presence of a surface crust, infiltration of ponded water with compression of air ahead of the wetting front, infiltration in soils with a fine textured layer overlying a coarse textured layer, infiltration in water repellent soils, and during redistribution of water following infiltration (Raats (1973), de Rooij (2000), Hendrickx & Flury (2001), Parlange et al. (2002)).

Kapoor (1996) derived stability criteria for the various types of steady, vertical upward and downward flows in homogeneous, unsaturated porous media. Using the energy method, he showed that purely gravitational flows are stable. For the other types of steady, vertical flows he derived criteria for stability/instability. Based on experimental evidence that observed fingers often are long and narrow, he assumed that the vertical length scale of the perturbations is large compared to the horizontal length scale and on that basis simplified the perturbation equation. However, linear stability analysis concerns the process of initiation of the fingers and in that stage the vertical length scale of the perturbations is still small. The observed long and narrow fingers are always connected with infiltration and redistribution processes reviewed briefly above. Therefore we reconsider in Van Duijn et al. (2003) the problem studied by Kapoor, without ignoring the vertical gradients. Like Kapoor, we ignore possible effects of hysteresis. In this paper we show that the vertical gradients play an essential role in the analysis in the sense that these gradients stabilize the infiltration process. This observation leads to our conclusion that steady flows in unsaturated soils (that satisfy some conditions with respect to the permeability), are always stable.

References

de Rooij, G. H., Modeling fingered flow of water in soils owing to wetting front instability: A review, Journal of Hydrology 231-232, 277-294 (2000)

Hendrickx, J. M. H., and M. Flury, Uniform and preferential flow mechanisms in the vadose zones, in: Commission on Geosciences, Environment and Resources (CGER) (eds.), Conceptual Models of Flow and Transport in the Fractured Vadose Zone, National Academy Press, Washington, DC, pp. 149-188 (2001)

Hill, D. E., and J.-Y. Parlange, Wetting front instability in homogeneous soils, Soil Sci. Soc. Am. Proc. 36, 697-702 (1972)
Hill, S., Channelling in packed columns, Chemical Engineering Science 1, 247-253 (1952)
Kapoor, V., Criterion for instability of steady-state unsaturated flows, Transport in Porous Media 25, 335-350
Parlange, J.-Y., T. S. Steenhuis, L. Li, D. A. Barry, and F. Stagnitti, Column flow in stratified soils and fingers in Hele-Shaw cells: A review, in: P.A.C. Raats, D. Smiles, and A.W. Warrick (eds.): Environmental Mechanics, Water, Mass and Energy Transfer in the Biosphere. American Geophysical Union, Washington DC and CSIRO, Australia, pp. 79-85 (2002)
Philip, J. R., The growth of disturbances in unstable infiltration flows, Soil Sci. Soc. Am. Proc. 39, 1049-1053 (1975a)
Philip, J. R., Stability analysis of infiltration, Soil Sci. Soc. Am. Proc.39, 1042-1049 (1975b)
Raats, P. A. C., Steady upward and downward flows in a class of unsaturated soils, Soil Sci. 115(6), 409-413 (1973)
Saffman, P. G., and S. G. Taylor, The penetration of a fluid into a porous medium of Hele-Shaw cell containing a more viscous fluid, Proc. R. Soc. London Ser. A 245, 312-329 (1958)
Tabuchi, T., Infiltration and ensuing percolation in columns of layered glass particles packed in laboratory, Transactions Agricultural Engineering Society Japan 2, 27-36 (1961)
Van Duijn, C. J., G. J. M. Pieters, and P. A. C. Raats, Steady flows in unsaturated soils are stable, submitted to Transport in Porous Media (2003)

The influence of ground water convection on chloride transport in the IJselmeer bottom
[work in progress]

Before 1932, the inland Zuiderzee stood in open connection with the North Sea and its waters were brackish. In 1932, this inlet was closed off by a dam, and in a few years it became a fresh-water lake: Lake IJssel. Such changes in the composition of the supernatant water also affect the composition of the pore water in the bottom sediments, and in the long run a new equilibrium is established. In the absence of water transport (i.e. convection), the changes are exclusively brought about by diffusion. Vertical water movements modify this process, even when they are very slow: infiltration of fresh lake water promotes the desalinization of the bottom sediments, whereas upward movements have a retarding effect. The chloride profiles in the bottom sediments, therefore, are a result of earlier changes in lakewater composition, diffusion and vertical currents. Such profiles may be used to investigate the history of the lake, the velocity of vertical currents, or both (Volker & van der Molen (1991)).

There are various explanations appearing in the literature pertaining to the origin of the salt content in the deeper strata of the IJsselmeer. Between 50 m and about 20 m below N.A.P. (Nieuw Amsterdams Peil) the chloride concentration decreases upward, but increases again above the -20 m level. Thus there is a shallow zone with relatively fresh water. Various authors have presented different explanations for the origin of this fresh zone (Volker (1961)).

However, nowhere is there an effort to express in figures the influences of various factors such as displacement, intrusion, dilution with fresh water, mixing, of diffusion. Rather, the deeper salt is ascribed to circumstances arising from some episode of marine transgression within the geologic history. The starting point for these ideas is that salt water above fresh water constitutes a possibly unstable condition. A small disturbance will cause the salt water to fall with relatively great speed through the water-bearing layer to the bottom ("salt-water hypothesis of Van der Hoeven"). The intruding salt water will then be distributed laterally by circulation currents especially in the deeper layers, and otherwise displace the fresh water from underneath.

There are several objections to this suggestion. One of them is that the observed distribution of salt does not fit the pattern that would be expected from this postulated downward and then outward flow of salt water in the deeper layers. Of even greater significance is the fact that the Zuiderzee transgression, in the early Middle Ages, has not resulted in such a pattern of salt distribution.


Figure G: The build-up of chloride concentrations due to diffusion with downward throughflow (left), pure diffusion (middle), and diffusion with upward throughflow (right). The latter may be an unstable process (see salt-lake problem). The other two processes are believed to be stable since the steady-state chloride profiles are constant (and equal to 1).

It appears that these chloride concentrations can be explained entirely by diffusion (Volker & van der Molen (1991)). However, the question still arises whether this diffusion process is stable or not. For a diffusion layer with upward throughflow we already know that this may be an unstable process. For a pure diffusion layer or a diffusion layer with downward throughflow, we expect the process to be stable (Pieters & Raats (2003)).

References
Pieters, G. J. M., P. A. C. Raats, private communication (2003)
Volker, A., Source of brackish ground water in Pleistocene formations beneath the Dutch polderland, Economic Geology 56, 1045-1057 (1961)
Volker, A., and W. H. van der Molen, The influence of groundwater currents on diffusion processes in a lake bottom: an old report reviewed, Journal of Hydrology 126, 159-169 (1991)
de Vos, J. A., P. A. C. Raats, and R. A. Feddes, Chloride transport in a recently reclaimed Dutch polder, Journal of Hydrology 257, 59-77 (2002)
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